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Branch Office Manager
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nc
Salaire: 100K
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USA-NJ-Jersey City |
21 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Trading surveillance compliance officer
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nc
Salaire: 75K
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USA-NJ-Jersey City |
21 Oct |
| Trading surveillance compliance officer
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Branch office manager - Compliance
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nc
Salaire: 100K base plus a bonus
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USA-NJ-Jersey City |
21 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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Branch Office Manager (TBD)
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nc
Salaire: 100k base
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USA-NJ-Jersey City |
21 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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Compliance officer
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nc
Salaire: 75K
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USA-NJ-Jersey City |
16 May |
| Compliance officer |
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Sigma Global Services
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Legend Global Search, Inc...
Salaire: $125 + Bonus - flexible,...
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USA-NJ-Wayne |
02 Dec |
| Sigma Global Services - Pharmaceutical Company |
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Chief Regulatory Officer
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Legend Global Search, Inc...
Salaire: $203K
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USA-NY-New York City |
02 Dec |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
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AML - Surveillance Manager
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Legend Global Search, Inc...
Salaire: $118K +
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USA-NY-New York City |
02 Dec |
| AML - Surveillance Manager - Financial Services Company |
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Institutional Equity Compliance Officer - Regulatory Control Group
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Legend Global Search, Inc...
Salaire: $175K+
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USA-NY-New York City |
02 Dec |
| Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management |
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Banking Policies and Procedures Writer
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Morgan Stanley
Salaire: not disclosed
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USA-NY-New York City |
02 Dec |
| See job description below |
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Financial Services Compliance Analyst
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nc
Salaire: Competitive
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USA-NY-New York City |
01 Dec |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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Financial Analyst
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Proskauer Rose LLP
Salaire: 80,001 - 150,000
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USA-NY-New York City |
01 Dec |
| Proskauer Rose LLP, one the nation’s oldest law firms, provides top tier legal services to a broad range of clients across th... |
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Chief Operating Officer - Private Equity Firm
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nc
Salaire: Very Competitive
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USA-NY-New York City |
01 Dec |
| Rapidly growing PE firm in NY is looking for a COO to help oversea all operations. |
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Mutual Fund Administrator
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nc
Salaire: DOE
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USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a mutual fund administrator to mange its fund registration stat... |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salaire: Competitive
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USA-NY-New York City |
01 Dec |
| NYC Multi-strategy fund seeking General Counsel |
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Compliance Officer
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WisdomTree
Salaire: DOE
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USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a Compliance Officer with mutual fund or asset management exper... |
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Compliance Associate
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Chimera Securities
Salaire: Salary (BOE) + Benefits
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USA-NY-New York City |
01 Dec |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
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Helpdesk Analyst
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NationStaff, Inc.
Salaire: Base + Bonus + Benefits +...
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USA-NY-New York City |
01 Dec |
| Leading law firm specializing in finance, mergers, acquisitions and for its tax, regulatory and litigation practice is curren... |
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Senior Manager - Investment Data Management
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nc
Salaire: 150-225K
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USA-NY-New York City |
28 Nov |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
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Senior Vice President Product Manager - Email Compliance
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nc
Salaire: Senior Executive level co...
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USA-NY-New York City |
26 Nov |
| Our Client is the leading global provider of financial data, news and analytics. Our Client's professional service and media... |
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FOCUS Reporting
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nc
Salaire: Commensurate with experie...
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USA-NY-New York City |
26 Nov |
| FOCUS reporting for self clearing broker dealer. Must have specific FOCUS reporting experience as well as knowledge of 15c3-... |
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Trust Fiduciary Tax Manager/VP
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nc
Salaire: 125000 to 175000 plus bo...
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USA-NY-New York City |
26 Nov |
| Industry leader. Form 1041 experience with trust and estates at a law firm or trust company.Review and supervise the preparat... |
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Chief Compliance Officer
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Michael Page
Salaire: 150,000 - 250,000
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USA-NY-New York City |
25 Nov |
| Dynamic global broker dealer/hedge fund is looking for a Chief Compliance Officer to work along side the Chief Legal Officer... |
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Portfolio Compliance Officer/Generalist
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Michael Page
Salaire: 95,000 - 150,000
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USA-NY-New York City |
25 Nov |
| Leading Global Asset Manager is looking for a junior to mid level compliance officer with 2-5 years of compliance experience.... |
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Compliance Manager
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Michael Page
Salaire: 120,000-225,000
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USA-NY-New York City |
25 Nov |
| Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams. |
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Chief Compliance Officer
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nc
Salaire: 100,000 - 200,000
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USA-NY-New York City |
25 Nov |
| This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer... |
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Associate Compliance for a Prop Trading Broker Dealer, New York.
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Huxley Associates
Salaire: Negotiable
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USA-NY-New York City |
24 Nov |
| An active proprietary trading broker dealer is seeking an Associate Compliance person for their electronic trading of the U.S... |
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Chief Compliance Officer for a Broker Dealer, New York City.
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Huxley Associates
Salaire: Negotiable
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USA-NY-New York City |
24 Nov |
| A leading Broker Dealer is seeking a Chief Compliance Officer for their full-service office in New York City. |
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Tax Manager - New York
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Integrated Management Res...
Salaire: $Open
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USA-NY-New York City |
24 Nov |
| Premier Asset Management Firm is seeking a Senior U.S. Tax Manager for a New York position. |
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Director, Project Manager (pension disclosure)
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nc
Salaire: Competitive
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USA-NY-New York City |
24 Nov |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
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